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Tuesday, November 16, 2010

TUES. NOV. 16- Tackling Takeovers

On Monday mornings in bull markets like the one we’ve had for the last two years or so, there are oftentimes a number of deals announced. The mergers tend to take place more frequently on Monday than any other day of the week because companies and the entities providing the financing have time on the weekends to work on structuring the deals. As a day trader, I never know which deals which prove to be great and which ones won’t as I’m not an analyst in any one sector. There are a few key things to look at. First, is the deal cash or stock? This is important to me because a stock with a cash deal tends not to be as volatile as one with a stock component. Second, how much time is there until it closes? Usually, the lesser the time, the closer the price of the stock to the takeout price. The reason for this is the inflation/time value of money component in that a dollar today is worth more than a dollar tomorrow. By that, I mean that the cost of the “Wall Street Journal” is much higher today than it was, say, 50 years ago for the same newspaper. Thus today all else equal, a stock with a cash deal closing at 100 in a year would likely trade lower than a stock with a cash deal closing at 100 in three months. Third, I look for the sector. Utility stocks tend to trade in a less volatile manner than say technology stocks. Within these parameters, there are two distinct trades I like to do. The first one is the ‘buy thru takeout price.’ The hypothesis behind this one is that if a deal is priced at enough away from the prevailing market price before said deal was announced, the stock shouldn’t trade above the takeout price. For instance, yesterday, Isilon Systems (ISLN) received a $33.95/share cash takeover bid from EMC (EMC) which was about a 30% premium from Friday’s close. I did not know ISLN’s core business but I knew on a 30% sudden pop, it likely wouldn’t go higher. Thus, when it traded 33.95 refreshing bid around 8:09AM yesterday morning, I felt a few shorts may rush for cover in wondering if there was another bid coming. The stock rallied about 20 cents in three minutes. I am not looking to short the stock at 33.80 at 10AM if the high happens to be 33.90 with a 33.80 low because I have no idea how it should be priced yet this is when most traders tend to look at the situation for the first time without even knowing the parameters of the deal. The other type of play I look for is when the stock of an acquirer opens lower because of fear of things like dilution of earnings due to trying to seamlessly absorb a smaller entity. Well, yesterday, Caterpillar (CAT) announced a $7.6 billion takeover bid for BUCY (BUCY)- the biggest in CAT’s history. CAT initially opened lower on the NYSE, but once it got thru unchanged (81.04), the stock mushroomed higher over the next few minutes. It’s the same type of thinking- if investors/funds are worried about the prospects for an acquirer, the fear turns to greed as scared shorts panic if the acquirer’s stock got positive after opening down. All of this requires split second precision and some basic homework. One has to know the terms of the deal, the exits if wrong, the type of industry within which the deal is taking place, and the number of competitors in the sector of the stock being acquired as the fewer the better due to lack of available options. So, make the mini-merger mania work for you as a day trader- but on common sense terms rather than looking for mysterious patterns or trying to figure out the macro outlook for a sector rather than the immediate-term situation at hand.

Stocks were hit hard overnight following a rise in the seven-day repo rate in South Korea, concern in China regarding things like price controls due to inflationary pressures, and rumblings out of Ireland that they are weighing EU bank measures. Tokyo was down 0.3%, South Korea 0.8%, Hong Kong 1.4% and Shanghai over 4%. Markets are sharply lower in Europe as well with Frankfurt down 0.9% and London off 1.4%. The dollar is quiet, bonds are slightly higher, gold down ¾%, and oil down over 1%. Futures are down significantly as well as of this writing although off of their lows on WMT’s numbers. PPI (0.8% and core PPI (0.1%) are due out at 8:30AM, Industrial Production (0.3%) and Capacity Utilization (74.9%) at 9:15AM, and the NAHB Market Housing Index (15.0) at 10AM. The battle this morning is between the overseas pressures and falling commodities versus pretty good retail earnings this morning with the likes of WMT, DKS, and HD trading higher. This battle will likely continue all day with stocks very choppy. Focus on the aforementioned retailers and commodity plays, relative strength plays, selected small cap biotechs in the news (MELA for instance), and the fertilizer sector.

Reiterating-

If the whole story is not there -

If something is good, assume either a short thru unchanged or an A-B-A2 (preferably to the downside in a downside market and the upside in an upside market) based on direction of the market unless specified.

If something is bad, assume either a buy thru unchanged or an A-B-A2 (preferably to the downside in a downside market and the upside in an upside market) based on direction of the market unless specified-


Good- The following stocks have good news and/or a strong technical pattern

YONG- good earnings

SKBI- good earnings

ZOOM- decent earnings

URBN- decent earnings

PWRD- decent earnings

BK- Warren Buffett raised his stake in the company

TSTC- closed near a high after issuing good earnings

HGSI- closed near a high

STS- closed near a high

HHC- closed near a high

BEZ, COH- featured on “Mad Money” last night

DKS- decent earnings


Bad-The following stocks have bad news and/or a weak technical pattern

MCP- poor earnings

JWN- poor earnings

EPB- share offering

PAA- share offering

LLNW- closed near a low and doing a share offering

PMI- share offering

AMZN- closed near a low

NFLX- closed near a low

RINO- closed near a low after disclosing terrible earnings

ONP- closed near a low

RIMM- closed near a low

TRIT- closed near a low after disclosing terrible earnings

WG- closed near a low

POT- closed near a low after BHP withdrew its takeover offer

MOS- closed near a low

MMYT- closed near a low after disclosing terrible earnings

THOR- closed near a low after HTWR debuted its own competing product

TORM- closed near a low

IDSA- closed near a low

LPH- bad earnings

JEC- poor earnings

MELA- FDA indicated that MELA’s skin device “may do more harm than good”


Earnings:

TUES NOV 16 BEFORE

ANF ARM DKS

HD JEC NM

SKS TJX WMT


TUES NOV 16 AFTER

SINA


Epiphany Trading, LLC
www.epiphanytrading.com

Erik R. Kolodny- Chief Markets Strategist
Brendan P. Byrne- President

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